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Weekly Roundup: January 28-February 3, 2022
4 Feb 2022, 5:53 am
Guan (Santa Clara University), on Wednesday, February 2, 2022 Tags: Information asymmetries, Market efficiency, Market manipulation, Rule 10b-5, Securities enforcement, Securities fraud, Securities regulation, Spoofing Best Practices for Establishing ESG Disclosure Controls and Oversight Posted by David A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: October 30–November 5, 2020
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted by Steve Wolosky, Andrew… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov